The Compliance Files

The Compliance Files - Episode 9

In this week's episode Kathy Jacobs hosts a panel discussion with Lorna Smith, Alison Gibney and Karen Killalea of the Maples Group. The themes of the discussion are the principles and practices of good corporate governance for regulated firms and this week's guests give their insights on expectations from the Central Bank, inspections, HR tools & policies as well as the evolution of corporate governance as a result of the pandemic and SEAR, Diversity and Inclusion.

The Compliance Files - Episode 8

In this episode of the Compliance Files, Kathy Jacobs, ACOI President, speaks with Ann Shiels, A&L Goodbody, on what you need to know about the Sustainable Finance Disclosure Regulation (SFDR). Their conversation touched on what kind entities will be affected by SFDR, greenwashing, who is responsible for enforcing compliance with SFDR, taxonomy regulation and more.

The Compliance Files - Episode 7

In this episode of The Compliance Files, Kathy Jacobs speaks with Gráinne McEvoy,
Director of Consumer Protection, Central Bank of Ireland. Their conversation included the Central Bank of Ireland’s key priorities and focus for 2021 such as strengthening their approach to protecting consumers, developing and enhancing the regulatory framework and their supervisory approaches.

The Compliance Files - Episode 6

The Voice of Compliance - is with Stephen Hudson, Deputy Money Laundering Reporting Officer, at Permanent TSB to discuss the importance of firm-wide AML frameworks, the role of the compliance professional and the role of the first line of defence in managing AML risk.

The Compliance Files - Episode 5

The Voice of Compliance - is with Kian Caulwell, Head of Conduct Risk and Compliance Advisory, KBC Bank Ireland and member of the ACOI Consumer Protection Working Group. Kian discusses some important Conduct talking points, he outlines what is conduct risk and the role of the compliance professional plus, the role of the first line of defence in managing conduct risk.

The Compliance Files - Episode 4

In this week's episode ACOI President, Kathy Jacobs, speaks with MB Donnelly, Assistant Commissioner at the Irish Data Protection Commission, as Head of Communications, Regulatory Strategy, EU Projects and DPO Networks, about what it takes to put together the Data Protection Commission Annual Report and what everyone should take from it.

The Compliance Files - Episode 3

To mark International Women’s Day, #choosetochallenge, Kathy Jacobs, President of ACOI spoke to Irish female leaders in regulation and legislation about their leadership experiences. Hear from Mary Elizabeth Munn, Director of Credit Institutions Supervision at the Central Bank of Ireland, Jennifer Dolan, Assistant Commissioner with the Data Protection Commission, the DPC’s Head of Children’s Policy, and Senator Fiona O’Loughlin, Chair of the Oireachtas Education and Skills Committee.

The Compliance Files - International Women's Day Episode Trailer

Ahead of International Women's we wanted to share with you a brief snippet of Monday's episode. Our conversation with Mary Elizabeth Munn, Central Bank of Ireland, Jennifer Dolan, Data Protection Commission and Senator Fiona O’Loughlin, Chair of the Oireachtas Education and Skills Committee touched on the values and influences that have carried them through their careers in regulation and legislation.  #IWD2021 #choosetochallenge

The Compliance Files - Episode 2

In the second episode we hear from Joe Beashel, a partner in the Financial Institutions Group and head of the regulatory risk management and compliance team at Matheson. Joe discusses the lifecycle of a Fintech from authorisation to regulations and why Ireland is so attractive to this industry. In this episode we will also hear from Andrew Quinn, Head of FinTech and Financial Services, Professional Accountancy Training, speak with Kathy Jacobs, ACOI President, about the ACOI's latest educational offering the Professional Diploma in FinTech Risk and Compliance.

The Compliance Files - Episode 1

Our inaugural guest is Seána Cunningham, Director of Enforcement and Anti-Money Laundering at Central Bank of Ireland. The podcast covers a wide range of topics with Seána providing valuable insights into the Central Bank’s 2021 priorities.